Subpart C Compliance Checklist
This comprehensive checklist helps facility owners, operators, and HVAC professionals ensure full compliance with 40 CFR § 84 Subpart C refrigerant management requirements. Follow these steps to implement leak rate tracking, automatic leak detection, repair procedures, and recordkeeping systems.
Regulatory Overview
Under 40 CFR Part 84 Subpart C, facilities with HFC-containing equipment must comply with specific leak management, repair, and reporting requirements. The regulation applies to equipment containing ≥15 pounds of refrigerant with a Global Warming Potential (GWP) greater than 53.
| Compliance Area | Key Requirement |
|---|---|
| Equipment Threshold | ≥15 lbs refrigerant charge with GWP >53 |
| Leak Rate Tracking | Calculate every time refrigerant is added |
| Repair Deadline | 30 days (120 days for industrial process shutdown) |
| Automatic Leak Detection | Required for equipment with ≥1,500 lbs refrigerant |
| Record Retention | 3 years after equipment retirement |
| Maximum Penalty | $69,733 per violation per day |
Step 1: Identify Regulated Equipment
Begin by creating a comprehensive inventory of all equipment containing HFC refrigerants. This step establishes the foundation for all subsequent compliance activities.
Inventory All Equipment ≥15 lbs Refrigerant
Document supermarket refrigeration systems, walk-in coolers, rooftop HVAC units, cold storage systems, commercial refrigeration equipment, and chillers. Check equipment nameplates for full charge capacity.
Verify Refrigerant Type and GWP
Only refrigerants with GWP >53 are regulated under Subpart C. Common regulated HFCs include:
| Refrigerant | GWP | Common Applications |
|---|---|---|
| R-404A | 3,922 | Supermarkets, cold storage |
| R-410A | 2,088 | Air conditioning, heat pumps |
| R-134a | 1,430 | Chillers, refrigerated transport |
| R-407C | 1,774 | Air conditioning |
Classify Equipment by Application Type
Equipment classification determines applicable leak rate thresholds:
- •Commercial Refrigeration: Supermarkets, grocery stores, convenience stores, restaurants
- •Industrial Process Refrigeration: Manufacturing facilities, chemical plants, food processing
- •Comfort Cooling: Commercial HVAC, office buildings, chillers
- •Other: Refrigerated transport, ice machines, water coolers
Step 2: Understand Applicable Leak Rate Thresholds
Each equipment classification has a different annual leak rate threshold established under 40 CFR § 84.106(a):
| Equipment Type | Annual Leak Rate Threshold | When Exceeded, Repairs Required |
|---|---|---|
| Commercial Refrigeration | 20% | 30 days |
| Industrial Process Refrigeration | 30% | 30 days (120 if shutdown required) |
| Comfort Cooling | 10% | 30 days |
| Other Appliances | 10% | 30 days |
Step 3: Establish Leak Rate Tracking Process
Under § 84.106(b), you must calculate leak rates every time refrigerant is added to covered equipment, with limited exceptions.
Choose Your Calculation Method
Select either the Annualized method or Rolling Average method. You must use the same method for all equipment at your operating facility.
| Method | Formula | Best For |
|---|---|---|
| Annualized | (Total Added ÷ Full Charge) × 100 | Equipment with frequent additions |
| Rolling Average | (Added ÷ Full Charge) × 100 × (365 ÷ Days) | Equipment with infrequent additions |
Calculation Exemptions
You do NOT need to calculate leak rates for these three scenarios:
- ✓Immediately following equipment retrofit or refrigerant replacement
- ✓Initial charging of newly installed equipment
- ✓Additions qualifying as seasonal variance adjustments
Document Every Refrigerant Addition
For each service event involving refrigerant addition, record: date of addition, amount added (pounds), technician name/certification number, calculated leak rate, and calculation method used.
Step 4: Automatic Leak Detection Requirements
Equipment containing ≥1,500 pounds of refrigerant must have automatic leak detection (ALD) systems installed and operational under 40 CFR § 84.108.
| Equipment Category | ALD System Requirement | Compliance Deadline |
|---|---|---|
| New Equipment (installed after Jan 1, 2026) | ALD must be operational immediately upon installation | Within 30 days of installation |
| Existing Equipment (>1,500 lbs) | Retrofit with ALD system or retire equipment | January 1, 2027 |
| Ongoing Maintenance | Annual auditing and calibration of ALD systems | Annually |
Planning Note
If your facility has equipment with ≥1,500 lbs refrigerant installed before 2026, you must budget for ALD system installation or equipment replacement before the January 1, 2027 deadline.
Step 5: Leak Repair and Verification Procedures
When calculated leak rates exceed applicable thresholds, you must complete a series of mandatory repair and verification steps within strict deadlines.
| Compliance Step | Deadline | Requirements |
|---|---|---|
| 1. Complete Repairs | 30 days (120 days if industrial shutdown required) | Identify and repair all leaks using EPA-certified technician |
| 2. Initial Verification Test | Within repair deadline | Conduct leak test after repairs completed to confirm success |
| 3. Follow-Up Verification | 10 days after initial test | Second verification when equipment reaches normal operating conditions |
| 4. Ongoing Inspections | Quarterly or Annually | Quarterly: Equipment ≥500 lbs Annually: Equipment 15-499 lbs Continue until leak rate drops below threshold |
Step 6: Implement Recordkeeping System
Comprehensive recordkeeping is mandatory under § 84.106(e). All records must be retained for 3 years after equipment retirement.
Equipment Records
- ✓Make, model, serial number
- ✓Location and facility identifier
- ✓Installation date
- ✓Full charge capacity (pounds)
- ✓Refrigerant type and GWP
- ✓Equipment classification
Service Records
- ✓Date of each refrigerant addition
- ✓Amount added (pounds)
- ✓Technician name and certification
- ✓Calculated leak rate
- ✓Calculation method used
- ✓Repair and verification test results
Step 7: EPA Annual Reporting (If Applicable)
If refrigerant additions exceed 125% of equipment full charge capacity in a calendar year, you must submit an annual report to EPA.
Reporting Deadline: March 1 (Annually)
Reports must be submitted by March 1 each year for the previous calendar year's refrigerant additions.
Example Trigger:
Equipment with 300 lbs full charge → If you add ≥375 lbs total in a calendar year (300 × 1.25 = 375), EPA reporting is required by March 1 of the following year.
Common Compliance Mistakes to Avoid
❌ Overlooking Smaller Equipment
The 15 lb threshold captures many walk-in coolers, rooftop units, and smaller commercial systems that were previously unregulated under 50 lb rules.
❌ Skipping Leak Rate Calculations
You must calculate leak rates every time refrigerant is added (except the three specific exemptions). This is not optional.
❌ Inconsistent Calculation Methods
You must use the same method (annualized or rolling average) for all equipment at your facility. Mixing methods violates the regulation.
❌ Missing Verification Test Deadlines
Both initial and follow-up verification tests are required after repairs. Missing either deadline constitutes non-compliance.
❌ Inadequate Record Retention
Records must be kept for 3 years after equipment retirement, not just while equipment is in service.
Compliance Tools and Resources
Leak Rate Calculation Guide →
Step-by-step instructions for both annualized and rolling average calculation methods with examples
Free Leak Rate Calculator →
Interactive calculator to determine your equipment's leak rate and compliance status instantly
Full Regulation Text →
Complete 40 CFR Part 84 Subpart C regulations with annotations and FAQs
Automated Compliance Software →
RefriTrak automatically tracks leak rates, schedules repairs, and generates EPA reports